<?xml version="1.0" encoding="UTF-8"?> <!-- ***************************************************************************** * up-request                 * ***************************************************************************** * DTD version 1.0 - February 2016 * DTD version 1.1 - 27 February 2017 ***************************************************************************** * PUBLIC                  * ***************************************************************************** * Changes v1-0 -> v1-1 * Element patent-granted-with-same-claims-set-rule-5-2-upr is added to up-request. * Attribute prop-status is added to proprietor. ***************************************************************************** * contacts:                 * * EPO:                   * *****************************************************************************  attributes for up-request  Attributes: lang = language of application - use ISO639 language code dtd-version = dtd version number file = filename of the whole application status = status of the application; values: n = new application date-produced = YYYYMMDD e.g, 20011230 if desired, 12 characters maximum ro = Receiving office name, country code ST.3 produced-by = creator of this document --> <!ELEMENT up-request ((publication-reference, application-reference, grant-date, translations?, file-reference-id?, patent-granted-with-same-claims-set-rule-5-2-upr?, request-petition, parties, check-list?, language-of-filing?, signatories?, dtext?, office-specific-data*)| doc-page+)> <!ATTLIST up-request  lang CDATA #REQUIRED  dtd-version CDATA #IMPLIED  file CDATA #IMPLIED  status CDATA #IMPLIED  date-produced CDATA #IMPLIED  ro CDATA #REQUIRED  produced-by (applicant | RO | ISA | IPEA | IB | DO | EO) #REQUIRED >  <!-- Published EP patent to which the request for unitary effect applies --> <!ELEMENT publication-reference (document-id)>  <!-- EP patent application to which the request for unitary effect applies --> <!ELEMENT application-reference (document-id)>  <!--  Date of mention of grant of EP patent --> <!ELEMENT grant-date (#PCDATA)>  <!ELEMENT translations (procedural-language?, language-of-translation?, compensation?)>  <!ELEMENT procedural-language (#PCDATA)>  <!ELEMENT language-of-translation (#PCDATA)>  <!ELEMENT compensation EMPTY> <!ATTLIST compensation  requested (true |false) #IMPLIED  compensation-payment-method CDATA #IMPLIED  deposit-account-number CDATA #IMPLIED  account-holder CDATA #IMPLIED >  <!-- Document identification refers to patents (and patent applications) only. See WIPO ST.14 --> <!ELEMENT document-id (country, doc-number, kind?, name?, date?)> <!ATTLIST document-id  lang CDATA #IMPLIED > <!-- Country: use ST.3 country code, e.g. DE, FR, GB, NL, etc. Also includes EP, WO --> <!ELEMENT country (#PCDATA)>  <!-- the number of the referenced patent (or application) document --> <!ELEMENT doc-number (#PCDATA)>  <!--document kind code; e.g. A1 --> <!ELEMENT kind (#PCDATA)>  <!-- name: if no distinction or detail can be given. Also to be used for: personal (natural person) and corporate (legal entity) names --> <!ELEMENT name (#PCDATA)> <!ATTLIST name  name-type (legal | natural) #IMPLIED > <!-- date: components of a date. Format: YYYYMMDD --> <!ELEMENT date (#PCDATA)> <!-- Proprietor's or agent's file reference --> <!ELEMENT file-reference-id (#PCDATA)>  <!-- Same claims set --> <!ELEMENT patent-granted-with-same-claims-set-rule-5-2-upr EMPTY>  <!-- Request for unitary effect --> <!ELEMENT request-petition (#PCDATA)>  <!-- bold formatting for text --> <!ELEMENT b (#PCDATA | i | u | smallcaps | br)*> <!-- italic formatting for text --> <!ELEMENT i (#PCDATA | b | u | smallcaps | br)*> <!-- underscore: style - single is default --> <!ELEMENT u (#PCDATA | b | i | smallcaps)*> <!ATTLIST u  style (single | double | dash | dots) "single" > <!-- small capitals --> <!ELEMENT smallcaps (#PCDATA | b | u | i | br)*> <!-- br - break, line break within a paragraph --> <!ELEMENT br EMPTY> <!-- superscripted text --> <!ELEMENT sup (#PCDATA | b | u | i)*> <!-- subscripted text --> <!ELEMENT sub (#PCDATA | b | u | i)*>  <!-- Proprietor(s), Correspondence-address,  first original applicant place of business, representative(s) --> <!ELEMENT parties (proprietors, correspondence-address?, place-of-business?, agents?)>  <!ELEMENT proprietors (proprietor+)>  <!-- Proprietor information: attributes for proprietor sequence: sequence number of each proprietor Prop-type: employee (representing a legal proprietor or proprietor  Prop-status: status of the proprietor --> <!ELEMENT proprietor (addressbook+, nationality?, residence?)> <!ATTLIST proprietor  sequence CDATA #REQUIRED  prop-type (employee | proprietor) #REQUIRED  prop-status (small-or-medium-sized-enterprise | natural-person | non-profit-or-university-or-research-org) #IMPLIED >  <!-- address used for general correspondence --> <!ELEMENT correspondence-address (customer-number | addressbook+)>   <!-- Place of business information: Place of business sequence: sequence number of each proprietor Prop-type: employee (representing a legal proprietor or proprietor  --> <!ELEMENT place-of-business (addressbook)> <!ATTLIST place-of-business  sequence CDATA #REQUIRED >  <!-- information regarding Agents or common representatives --> <!ELEMENT agents (customer-number | (agent)+)> <!-- Agent or common representative (Rules 90.1, 90.2) --> <!ELEMENT agent (addressbook)+>  <!ATTLIST agent  sequence CDATA #REQUIRED  same-address CDATA #REQUIRED  rep-type (agent | attorney | common-representative) #REQUIRED  up-association-number CDATA #IMPLIED  authorisation CDATA #IMPLIED  general-authorisation-number CDATA #IMPLIED  specific-authorisation-date CDATA #IMPLIED >  <!-- customer number for agents by office --> <!ELEMENT customer-number (#PCDATA)> <!-- ADDRESSBOOK GROUP: Holds name and contact information for individuals/organizations  --> <!ELEMENT addressbook ((((name | (prefix?, last-name?, first-name?, middle-name?))?, suffix?, iid?, role?, orgname?, department?, synonym*, registered-number?, address, phone*, fax*, email*, url*, ead*, dtext?) | text))> <!ATTLIST addressbook  lang CDATA #REQUIRED > <!-- title: e.g., Mr., Mrs., Dr. etc --> <!ELEMENT prefix (#PCDATA)> <!-- last, family, surname --> <!ELEMENT last-name (#PCDATA)> <!-- First or given name(s), initial(s) --> <!ELEMENT first-name (#PCDATA)> <!-- middle name(s) or initial(s) --> <!ELEMENT middle-name (#PCDATA)> <!-- name suffix (e.g., II, Jr., Dip., Ing., BA, etc.) --> <!ELEMENT suffix (#PCDATA)> <!-- individual id --> <!ELEMENT iid (#PCDATA)> <!-- role, e.g. President, Chairman, etc. --> <!ELEMENT role (#PCDATA)> <!-- organisation name or company name --> <!ELEMENT orgname (#PCDATA)> <!-- department, division, section, etc. name --> <!ELEMENT department (#PCDATA)> <!-- synonym --> <!ELEMENT synonym (#PCDATA)> <!--registered number --> <!ELEMENT registered-number (#PCDATA)> <!-- address components: Address formats differ from country to country If no structure possible use text --> <!ELEMENT address ((address-1?, address-2?, address-3?, mailcode?, pobox?, room?, address-floor?, building?, street?, city?, county?, state?, postcode, country) | text)> <!--Address, first line --> <!ELEMENT address-1 (#PCDATA)> <!-- Address, second line --> <!ELEMENT address-2 (#PCDATA)> <!-- Address, third line --> <!ELEMENT address-3 (#PCDATA)> <!-- organizational mail code --> <!ELEMENT mailcode (#PCDATA)> <!-- Post Office Box number --> <!ELEMENT pobox (#PCDATA)> <!-- address room; e.g., Room 55B --> <!ELEMENT room (#PCDATA)> <!-- address floor, e.g., 10th --> <!ELEMENT address-floor (#PCDATA)> <!-- building information in address, e.g., Hoffman building --> <!ELEMENT building (#PCDATA)> <!-- street may contain house number or name --> <!ELEMENT street (#PCDATA)> <!-- City or town name --> <!ELEMENT city (#PCDATA)> <!-- County, parish, department, etc (mainly UK, USA) --> <!ELEMENT county (#PCDATA)> <!-- Region of country eg. state, province, etc. --> <!ELEMENT state (#PCDATA)> <!-- postal code or zip code --> <!ELEMENT postcode (#PCDATA)> <!-- if no structure is possible, enter text (without markup) --> <!ELEMENT text (#PCDATA)> <!-- telephone number --> <!ELEMENT phone (#PCDATA)> <!-- fax number --> <!ELEMENT fax (#PCDATA)> <!-- email address --> <!ELEMENT email (#PCDATA)> <!-- Universal Resource Locator; e.g. www.wipo.int --> <!ELEMENT url (#PCDATA)> <!-- electronic address use for other than email --> <!ELEMENT ead (#PCDATA)> <!-- Descriptive text --> <!ELEMENT dtext (#PCDATA)> <!--country of nationality --> <!ELEMENT nationality (country)> <!-- country of residence --> <!ELEMENT residence (country)> <!-- Region --> <!ELEMENT region (country)>   <!--  Check list--> <!ELEMENT check-list (cl-request?, cl-other-document*)>  <!-- checklist; the request is being furnished --> <!ELEMENT cl-request EMPTY> <!ATTLIST cl-request  page-count CDATA #IMPLIED >  <!-- checklist; an additional document is being furnished --> <!ELEMENT cl-other-document (#PCDATA)> <!ATTLIST cl-other-document  page-count CDATA #IMPLIED >  <!ELEMENT language-of-filing (#PCDATA)> <!--signatories --> <!ELEMENT signatories (signatory)+> <!-- The signature must be that of the proprietor (if there are several proprietors, all must sign); however, the signature may be that of the agent, or the common representative, where a separate power of attorney appointing the agent or the common representative, respectively, or a copy of a general power of attorney is already in possession of the receiving Office, is furnished... (PCT Rules 4.1(d), 4.15, and 90)  Indicate the capacity of the signer with 'signatory-capacity' --> <!ELEMENT signatory (((name | (prefix?, last-name, first-name, middle-name?, suffix?, iid?, role?, orgname?, department?, synonym*)), registered-number?, address?, electronic-signature, signatory-capacity?))> <!-- a signature represented by electronic means --> <!ELEMENT electronic-signature (basic-signature | enhanced-signature)> <!ATTLIST electronic-signature  date CDATA #REQUIRED  place-signed CDATA #IMPLIED > <!-- a non-PKI electronic signature --> <!ELEMENT basic-signature (fax-image | text-string | click-wrap)> <!-- a TIFF image of a signature --> <!ELEMENT fax-image EMPTY> <!ATTLIST fax-image  file CDATA #REQUIRED > <!-- a simple text string is to be used as the basic electronic signature, e.g., John Doe <text-string>/jd/</text-string> --> <!ELEMENT text-string (#PCDATA)> <!-- a simple 'signature', e.g., clicking a button labeled 'accept' or 'I agree' --> <!ELEMENT click-wrap EMPTY> <!-- A PKI / PKCS #7 digital signature data type --> <!ELEMENT enhanced-signature (pkcs7)> <!-- PKCS7 digital signature --> <!ELEMENT pkcs7 EMPTY> <!-- the capacity in which the person signs --> <!ELEMENT signatory-capacity (#PCDATA)>  <!--Office is the ST.3 country code, including the regional authorities. Office-dtd is the file which contains the DTD for the office-specific elements (if the office-specific-data is held in a separate xml file). --> <!ELEMENT office-specific-data (up-declarations, up-electronic-files*, up-financial-data?, up-notes-to-EPO*)> <!ATTLIST office-specific-data  office CDATA #REQUIRED  office-dtd CDATA #IMPLIED  file CDATA #IMPLIED  id CDATA #IMPLIED  lang CDATA #REQUIRED  status CDATA #IMPLIED >  <!ELEMENT up-declarations (declaration-license-allowed?, declaration-no-exclusive-license?, declaration-of-eligibility-for-compensation?)> <!-- Decalartion that the proprietor agrees to license the invention -->   <!ELEMENT declaration-license-allowed EMPTY> <!-- Decalartion that no exclusive licenses are recorder or pending -->  <!ELEMENT declaration-no-exclusive-license EMPTY> <!-- Decalartion that  -->  <!ELEMENT declaration-of-eligibility-for-compensation EMPTY>  <!--* EPO 7038 -These are references to the external files attached to the request (now eg. PDF).This data may be in other dtds also. The attribute doc-type must be used eg. spec; sequence - financial data: fees to be paid, payment mode, designation states for fee 005--> <!ELEMENT up-electronic-files (applicant-file-name, up-file-name)?> <!ATTLIST up-electronic-files  doc-type CDATA #REQUIRED  category CDATA #IMPLIED > <!ELEMENT applicant-file-name (#PCDATA)> <!--* This is the epo file name given by the client software and used on the server --> <!ELEMENT up-file-name (#PCDATA)>   <!ELEMENT up-financial-data ((mode-of-payment)?, (reimbursement)?, (sr-refund)?, (addcopies)?, (fees)?)> <!ATTLIST up-financial-data  curr CDATA #REQUIRED  fee-amounts-unlocked-by-user (yes | no)  #IMPLIED > <!ELEMENT mode-of-payment (#PCDATA | cheque-info)*> <!ATTLIST mode-of-payment  accno CDATA #REQUIRED  mode-type (auto | deposit | batch | bank | giro | cheque | ccard) #REQUIRED  currency CDATA #IMPLIED   deferred-execution-date CDATA #IMPLIED  >  <!-- deferred-execution-date (yyyymmdd) future date on which the payment should take place if invalid or not defined then the earliest date of payment will be used  --> <!ELEMENT cheque-info (#PCDATA)> <!ATTLIST cheque-info  chequeno CDATA #REQUIRED  amount CDATA #REQUIRED > <!-- reimbursement of any fees --> <!ELEMENT reimbursement (#PCDATA)> <!ATTLIST reimbursement  accno CDATA #REQUIRED > <!--* UP7000 - re-fund of search fee (article 10 Rfees) on the basis of the earlier search report--> <!ELEMENT sr-refund (#PCDATA)> <!-- UP7000 Number of additional copies of the documents cited in the EP search report--> <!ELEMENT addcopies (#PCDATA)> <!-- Country*: list of EP Designation states for which the fee 005 applies  Can only be non empty for fee-code 005        If country = 'EP'         - all EPC member states are requested         - the fee factor = 7         - only 1 country is allowed in the list ('EP')        If country does not contain EP:          If number of countries >= 7 -> fee-factor = 7          If number of countries <= 6 -> fee-factor = number of countries in the list         Remark:         CH-LI counts for 1 country (do not take LI in to account when counting the number of designation states         -->  <!-- UP7000 - Fees and costs --> <!ELEMENT fees ((standard-fee)?, (other-fee)?, (additional-fee)?, (fee-calc-info)?, fee-total-amount)> <!ATTLIST fees  date CDATA #REQUIRED   > <!ELEMENT standard-fee (fee)*> <!ELEMENT fee (type-of-fee, fee-factor, fee-schedule, fee-sub-amount, fee-reduction-factor?, fee-reduction-amount?, (country)*)> <!ATTLIST fee  index CDATA #REQUIRED  topay (yes | no) #REQUIRED > <!ELEMENT type-of-fee (#PCDATA)>  <!ELEMENT fee-factor (#PCDATA)> <!ATTLIST fee-factor user-input CDATA #IMPLIED>  <!ELEMENT fee-schedule (#PCDATA)> <!ELEMENT fee-sub-amount (#PCDATA)>  <!-- Added in v2-02 fee-reduction-factor: - -Not to be used until the release of end of 2011- - factor to be applied on fee-factor*fee-subamount to define a reduction in percentage,  for example 20% reduction fee-reduction-factor = "0.8" for backward compatibility reasons fee-reduction-factor is assumed to be "1" if not defined --> <!ELEMENT fee-reduction-factor (#PCDATA)> <!ATTLIST fee-reduction-factor user-input CDATA #IMPLIED>  <!-- Added in v2-02 fee-reduction-amount:  - -Not to be used until the release of end of 2011- - reduction in amount to be deducted from fee-factor*fee-subamount*fee-reduction-factor  to define a reduction in amount  for example 100 % reduction fee-reduction-amount = "100"  for backward compatibility reasons fee-reduction-amount is assumed to be "0" if not defined -->  <!ELEMENT fee-reduction-amount (#PCDATA)> <!ATTLIST fee-reduction-amount user-input CDATA #IMPLIED>  <!ELEMENT other-fee (fee)*> <!ELEMENT additional-fee (fee)*> <!ELEMENT fee-calc-info (search-region, IPEA, IPER)>   <!ELEMENT search-region   EMPTY  > <!ATTLIST search-region   region (Other | EP)  "EP" >  <!ELEMENT IPEA   EMPTY  >  <!ATTLIST IPEA    ipea (EP | other)  "EP" >  <!ELEMENT IPER   EMPTY  >  <!ATTLIST IPER   iper-type (rational | detailed)   #REQUIRED  >   <!ELEMENT fee-total-amount (#PCDATA)>  <!ELEMENT up-notes-to-EPO (author?, subject?, date, dtext)> <!ATTLIST up-notes-to-EPO  id ID #IMPLIED  page CDATA #REQUIRED > <!ELEMENT author (#PCDATA)> <!ELEMENT subject (#PCDATA)>  <!--doc-page - DOCument or PAGE  This is primarily to be used when data for the whole or major sections of an application are in image format OR other formats such as pdf. Page range attributes are given when required pp- page range ppf - first page ppl - last page (for pdf). The 'img' may also be used for complete pages, eg. in drawings  Recommended id = docp01, docp02, etc. -->  <!ELEMENT doc-page EMPTY> <!ATTLIST doc-page  id ID #IMPLIED  he NMTOKEN #REQUIRED  wi NMTOKEN #REQUIRED  type (jpg | pdf | tif) #REQUIRED  alt CDATA #IMPLIED  pp CDATA #IMPLIED  ppf CDATA #IMPLIED  ppl CDATA #IMPLIED  file CDATA #REQUIRED  color (color | bw) #IMPLIED > 